Webinar Recording – CAT: Regulatory Requirement or Big Data Opportunity?


  • Nate Call, Director of RegTech Solutions, FIS
  • Harshad Pitkar, Partner, PWC
  • Greg Pratnicki, Chief Compliance Officer, FIS Brokerage & Securities Services LLC
  • David Streever, Senior Director of Platform Enablement and Strategy, Hortonworks
  • Chris Parkins, Chief Technology Officer, Risk & Compliance, FIS

The deadline for large broker-dealers to begin submitting their U.S. equities and options trade data to the Consolidated Audit Trail (CAT) repository is November 15, 2018. Are you ready to tackle the significant operational, staffing and technology challenges that lie ahead?

Watch this recording of the webinar to hear from industry experts as they discuss the key requirements posed by CAT and how you can turn this regulatory requirement into a business opportunity. Topics discussed:

  • Overview of the CAT requirements: Latest updates
  • Operational and technology challenges
  • Top cyber security priorities
  • Cost-efficiencies: Turning regulatory compliance into business opportunities
  • The big secret to achieving ROI: Big data analytics
  • Q&A