How we are responding to COVID-19 and resources to help. Learn more.
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Making a Complaint
Platform Securities has a positive attitude towards complaints. We believe that all customers who complain are giving us a valuable insight into our business and have a right to have their issues thoroughly investigated.
Please click here for more information about making a complaint.
Opt Out
If you have previously opted to allow Platform Securities to use your personal information for marketing purposes, you can change your mind at any time by writing to:
'Compliance Officer'
Platform Securities LLP,
Tricorn House
51 -53 Hagley Road
Edgbaston
Birmingham
B16 8TP
Under the Data Protection Act 2018, you may request details of personal information that Platform Securities holds about you. If you want to make a request, you should write to the Compliance Officer at the above address.
Disclaimer
The information on the Platform Securities LLP ‘Platform Securities’, website is intended only for Clients of Platform Securities and for other Eligible Counterparties and/or Professional Customers (as defined under the Rules of the FCA). The information is not intended for anyone who is not a Eligible Counterparty or a Professional Customer and any person who is not a Eligible Counterparty or a Professional Customer must not rely upon it. In particular, this information is not intended for the use of Retail Customers unless where specifically stated.
Platform Securities is an authorised ISA Plan Manager.
Platform Securities LLP is a limited liability partnership, registered in England and Wales under No. OC301316, registered office 25 Canada Square, London E14 5LQ. Authorised and regulated by the Financial Conduct Authority (FCA), 12 Endeavour Square, London, E20 1JN (FCA firm reference number 214206), and a member of the London Stock Exchange. Copyright © Platform Securities LLP 2017.
Platform Securities International Limited is a Limited Company registered under number 116715. Authorised and regulated by the Jersey Financial Services Commission (JFSC) (JFSC firm reference number IB 0291).
All rights reserved
Platform Securities LLP is a limited liability partnership, registered in England and Wales under No. OC301316. Authorised and regulated by the Financial Conduct Authority (FCA), (FCA firm reference number 214206). A member of the London Stock Exchange and an ISA plan manager
Platform Securities has an established corporate governance structure and Officers are fully involved in the Executive Oversight Committees.
These Committees include:
• FIS Enterprise Risk Management Committee
• Operational and Credit Risk Sub-Committee
• Asset & Liability & ICAAP Committee
Services being provided to clients is considered by:
• Partner Services Review Committee
Other Committees include:
• Senior Management Committee
• Client Assets (CASS) Committee
• Project Review Committee
The Markets in Financial Instruments Directive (MiFID) is the framework of European Union (EU) legislation which came into force in November 2007, this has subsequently been revised by MiFID II, which took effect in January 2018, and is designed to improve the functioning of financial markets in light of the financial crisis and to strengthen investor protection.
MiFID II extended the MiFID requirements in a number of areas including new and extended requirements in relation to transparency. Under MiFID we are required to develop, monitor and adhere to an Order Execution Policy which must be provided to clients. MiFID II places an additional requirement to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes, where we have executed client orders in the preceding year, together with information on the quality of execution obtained.
Below you will find links to our Order Execution Policy for Retail and Professional clients along with our RTS 28 Reports for 2017 and 2018.
Retail & Professional clients
Order Execution Policy
Platform Securities RTS 28 2017
Platform Securities RTS 28 2018
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To find out more about how Platform Securities can help you, please:
Email : [email protected]
If your query is not sales related, please contact us directly at +44(0)121 233 0336
Platform Securities is a responsible employer and will make every effort to ensure that every workers’ fundamental rights and freedoms are respected and protected.
We welcome the UK Modern Slavery Act 2015 and have a zero-tolerance approach to slavery, including forced labor or trafficking, in any part of our business or our supply chain.
See the Platform Securities and Modern Slavery Statement here
The rapid spread of the novel coronavirus is top of mind for many. The safety and protection of our FIS colleagues is our priority, and we’re also fully committed to our clients. So, we’re adapting so that you can continue to rely on our proven, flexible and accessible solutions. Watch our brief video to see how we’re helping our clients deliver critical projects remotely.
Together, we can work to solve your goals. Click here to give us your details so that we can start talking.
FIS Connect 2019 is scheduled for May 6-9, 2019 at the Walt Disney World Swan and Dolphin Resort in Lake Buena Vista, Florida. The conference is a perfect blend of educational and networking opportunities in an ideal forum to mingle with your business acquaintances and the FIS team.
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