The Clock Is Ticking. Register now for our webinar “CAT – The Final Preparation” Register Now
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Protegent PTA combines the benefits of a comprehensive, off-the-shelf solution with the adaptability and flexibility of custom-built technology.
A topical series of Derivsource hosted podcasts featuring industry experts explores the challenges and immediate need for the establishment of clear procedures and controls around market abuse, market conduct and managing potential conflicts of interest as employees trade and work under alternative working arrangements (e.g. remote working) during the COVID-19 pandemic.
With economies in freefall and margins shrinking, you increasingly need a clear, comprehensive view of your balance sheet, so you can optimize your profits and reduce liquidity and capital costs.
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Lorem ipsum dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor ut labore et dolore magna aliqua. Lorem ipsum dolor sit amet, consectetur adipisicing elit.
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur.
FIS™ Protegent PTA is an online self-service application providing compliance a central location to monitor and manage employee-related compliance activities. It automates trade monitoring under PAD requirements, firm’s specific code of conduct and policies and more.
It streamlines surveillance requirements for employees’ activities under relevant European and global regulations for financial services organizations. The FIS Protegent PTA SaaS solution helps firms maintain controls in place for management of potential conflicts of interest and market abuse risks anywhere and everywhere.
Benefits of the FIS Protegent SaaS solution include:
- Foster a Compliance culture: Create a centralized portal to monitor and manage employee trading activity and account disclosure
- Reduce Regulatory Risk: Minimize corporate exposure with best practice technology and alerts that focus on key conflicts of interest and potential regulatory violations.
- Data Driven Decision making: Modernize data to spot trends, update program goals and redefine internal reporting results.
The rapid spread of the novel coronavirus is top of mind for many. The safety and protection of our FIS colleagues is our priority, and we’re also fully committed to our clients. So, we’re adapting so that you can continue to rely on our proven, flexible and accessible solutions. Watch our brief video to see how we’re helping our clients deliver critical projects remotely.
Are you confident that you have the right processes technology and partner in place to navigate through this uncertainty? Register for the webinar today.
