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Solve Your Regulatory Problems and Unlock Value from Compliance

In a global crisis, you don’t need the extra stress of regulation. And who knows what changes and new demands will follow?

More than ever, you want RegTech that helps you adapt to the latest rules quickly and cost-effectively, supported by a knowledgeable and experienced partner.

FIS’ Capital Markets Solutions business solves the challenge with a comprehensive range of award-winning RegTech solutions, supported by experts in the field, powered by cloud and digital technologies, and connected in real time by APIs.

We give you a coherent and confident approach to compliance, backed by decades of experience in building robust, flexible IT; interpreting complex regulations; and driving valuable insights from regulatory data.

Why Choose Our RegTech over Point Solutions?

As the world’s largest fintech provider, we see each new regulation not as a
separate puzzle but as part of a bigger picture.

For fast, future-proof compliance, we develop our RegTech solutions
to solve four broad categories of regulatory challenges.

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Transaction Monitoring

The SEC’s Consolidated Audit Trail (CAT) and Regulation Best Interest (Reg BI) both present broker-dealers with a major operational challenge. We deliver dedicated CAT and Reg BI solutions, as part of our suite of compliance technology.

Clue Up   
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Risk Management

To manage risk effectively, you need a complete, view of exposure. With the ability to manage regulatory calculations like FRTB, UMR/SIMM, SA-CCR and IRRBB on our single platform, you get just that – and you can optimize automation as well as deliver insights.

See How   
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Accounting and Tax

Around the world, major changes to accounting and tax regimes threaten to complicate your operations and increase costs. By staying ahead of change, we keep our clients on course for compliance.

Tell Me More   
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Regulatory Reporting

FIS’ front-, middle- and back-office solutions provide all the data that you need for regulatory reporting. We keep clients’ report templates up to date and manage your complex calculations, as well as help run reports.

Get the Full Story   

Break Down Your
Compliance Burden

Even at the best of times, regulation places undue pressure on financial institutions. Add today’s unpredictable conditions and it’s never been more important to think carefully and invest wisely in compliance and RegTech.

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Learn the Four Payoffs of the RegTech Approach

When you’re looking at regulatory compliance problems, it’s tempting to jump directly to mandate-specific solutions. In our blog, we explain why you should resist check-the-box tactics and how you can start getting more from your RegTech budget.

Read the Blog   

Solve Something Bigger with FIS

Press play to find out how the capital markets industry is benefiting from the evolution of regulatory technology.

FIS and RegTech: The Latest News

September 23, 2020

Riding the Tech Wave in a Volatile Derivatives Market

A surge in trading volumes has highlighted the need for brokerage firms to re-engineer their businesses for the future, writes John Omahen at FIS.

April 27, 2020

Regulation & Compliance: Getting CSDR Buy-In

April 16, 2020

Asian Lenders Lag in Libor Transition, Virus Adds to Delays

April 02, 2020

As the Door Shuts on LIBOR, Keep Your Calculation Options Open

February 11, 2020

FIS to Double Down on RegTech and Multi-Asset Coverage

The rapid spread of the novel coronavirus is top of mind for many. The safety and protection of our FIS colleagues is our priority, and we’re also fully committed to our clients. So, we’re adapting so that you can continue to rely on our proven, flexible and accessible solutions. Watch our brief video to see how we’re helping our clients deliver critical projects remotely.

Get In Touch
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